Women in Derivatives News

U.S. (CFTC, SEC, U.S. Prudential Regulators): • On January 14, the SEC held an Open Meeting approving the following by votes of 3-2 (dissents by Commissioners Gallagher and Piwowar; also…

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Recent Regulatory Activity

CFTC, SEC, U.S. Prudential Regulators: On January 6, the CFTC issued a No-Action Letter providing relief to swap dealers from compliance with certain CCO reporting line requirements (see Press Release).…

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New Market Risk Advisory Committee

CFTC Commissioner Sharon Bowen Seeks Public Comment on Scope and Composition of New Market Risk Advisory Committee (“MRAC”) CFTC Commissioner Sharon Y. Bowen, Sponsor of the Commodity Futures Trading Commission’s…

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