Press Release

WIND Event on June 11th 2015: Navigating the New Investing Landscape: Market Trends and Practitioner Perspectives CNBC Reuters Marketwatch

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SEF Regulatory Update

On April 23, the CFTC issued Guidanceto SEFs regarding the calculation of projected operating costs, in light of certain compliance requirements (see Press Release; Statement from Commissioner Wetjen). On April 22, the CFTC issued…

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Markets in Financial Instruments Directive II

The  Financial Conduct Authority released a draft consultation regarding MiFID II implementation.  It requests views on the following topics: The extent to which the FCA should apply MiFID II provisions to insurance-based…

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Margin Requirements for Uncleared Derivatives

On March 18, BCBS/IOSCO issued a release extending the start date for the implementation of margin requirements for uncleared derivatives to September 2016 (see Summary of Revisions; Press Release).  

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Global Regulations Creating Unintended Challenges

February 27, 2015 NEW YORK, Feb. 27, 2015 /PRNewswire/ -- In the aftermath of the financial crisis, policymakers around the world introduced regulations aimed at strengthening and safeguarding financial markets.…

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CFTC Opens Comment Period on Position Limits

The CFTC has re-opened the comment period for Position Limits and Aggregation Limits in conjunction with the CFTC’s Energy and Environmental Markets Advisory Committee meeting. In its Notice of Proposed…

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