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Author: Lona Mozumder

This author has written 75 articles

Networking Isn’t Easy for Women, but It Is Crucial

  • Post author:Lona Mozumder
  • Post published:October 2, 2015
  • Post category:NEWS

Networking Isn’t Easy for Women, but It Is Crucial Women executives trail men in connections that can help their careers. New programs try to counter that. By Liz Rappaport Updated…

Continue ReadingNetworking Isn’t Easy for Women, but It Is Crucial

Press Release

  • Post author:Lona Mozumder
  • Post published:June 18, 2015
  • Post category:NEWS

WIND Event on June 11th 2015: Navigating the New Investing Landscape: Market Trends and Practitioner Perspectives CNBC Reuters Marketwatch

Continue ReadingPress Release

SEF Regulatory Update

  • Post author:Lona Mozumder
  • Post published:May 3, 2015
  • Post category:NEWS

On April 23, the CFTC issued Guidanceto SEFs regarding the calculation of projected operating costs, in light of certain compliance requirements (see Press Release; Statement from Commissioner Wetjen). On April 22, the CFTC issued…

Continue ReadingSEF Regulatory Update

FAQs on the Regulatory Capital Rules by OCC, Fed and FDIC

  • Post author:Lona Mozumder
  • Post published:April 11, 2015
  • Post category:NEWS

Summary The Office of the Comptroller of the Currency (OCC) along with the Federal Reserve Board and the Federal Deposit Insurance Corporation (collectively, the agencies) are releasing answers to frequently…

Continue ReadingFAQs on the Regulatory Capital Rules by OCC, Fed and FDIC

Markets in Financial Instruments Directive II

  • Post author:Lona Mozumder
  • Post published:April 11, 2015
  • Post category:NEWS

The  Financial Conduct Authority released a draft consultation regarding MiFID II implementation.  It requests views on the following topics: The extent to which the FCA should apply MiFID II provisions to insurance-based…

Continue ReadingMarkets in Financial Instruments Directive II

Margin Requirements for Uncleared Derivatives

  • Post author:Lona Mozumder
  • Post published:April 11, 2015
  • Post category:NEWS

On March 18, BCBS/IOSCO issued a release extending the start date for the implementation of margin requirements for uncleared derivatives to September 2016 (see Summary of Revisions; Press Release).  

Continue ReadingMargin Requirements for Uncleared Derivatives

Financial Times: Boards without women breed scandal

  • Post author:Lona Mozumder
  • Post published:March 8, 2015
  • Post category:NEWS

by Sophia Grene and Chris Newlands Public companies with more women on their boards are less likely to be hit by scandals such as bribery, fraud or shareholder battles, according to…

Continue ReadingFinancial Times: Boards without women breed scandal

Aggregate Impact of Regulations — SEC Commissioner Statement

  • Post author:Lona Mozumder
  • Post published:March 5, 2015
  • Post category:NEWS

Statement on the Aggregate Impact of Financial Services Regulations Commissioner Daniel M. Gallagher March 2, 2015 During a fireside chat at today’s Institute of International Bankers’ 26th Annual Washington Conference,…

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CFTC Roundtable on Cybersecurity and System Safeguards Testing

  • Post author:Lona Mozumder
  • Post published:March 5, 2015
  • Post category:NEWS

The CFTC will hold a Roundtable on Cybersecurity and System Safeguards Testing on March 18 from 9 am to 5 pm in Washington DC. The CFTC has issued the below…

Continue ReadingCFTC Roundtable on Cybersecurity and System Safeguards Testing

Global Regulations Creating Unintended Challenges

  • Post author:Lona Mozumder
  • Post published:February 27, 2015
  • Post category:NEWS

February 27, 2015 NEW YORK, Feb. 27, 2015 /PRNewswire/ -- In the aftermath of the financial crisis, policymakers around the world introduced regulations aimed at strengthening and safeguarding financial markets.…

Continue ReadingGlobal Regulations Creating Unintended Challenges
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