CFTC publishes “Revised Privacy Act System of Records” for NFA Applications

Comments are due by October 30, 2014.  The CFTC is revising a system of records under the Privacy Act of 1974, CFTC– 12, Fitness Investigations, and renaming the system ‘‘National Futures Association (NFA) Applications Suite System (Exempted)’’ to more broadly cover the activities of NFA on behalf of the CFTC by delegated authority and also cover new data collections for swap dealers, major swap participants and retail foreign exchange dealers as required by the Dodd-Frank Wall Street Reform Act and recent Commission rules. It may be found here.

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